Capital Markets and Securities Law
The Firm provides assistance in raising of capital in private and public companies, takeovers, initial public offerings (IPOs), private placements, renounceable and non-renounceable rights issues and other Securities and Exchange Board of India (SEBI) related issues. The Firms handholds its clients from preparatory restructuring and due diligence to post listing corporate governance.
The Firm has immense experience in dealing with SEBI on compliance related issues such as continuous disclosure, listing criteria and regulatory filings and is regularly assisting its clients on this front.
The services include
- Initial public offering;
- Qualified Institutional Placement;
- Foreign Currency Convertible Bonds;
- Rights and Preferential Issues
- Bond Issue;
- Listing of Debt Instruments;
- Due Diligence;
I. Matters relating to Substantial Acquisition and Takeover Code
II. Preferential Allotment and Pricing Guidelines.
III. Matters relating to price rigging, Insider Trading, price manipulation etc.
IV. Portfolio Management Services (Rules and Regulations)
V. Matters relating to Brokers’ Registration Fee, Multiple Membership fee etc.
VI. Appeals before Securities Appellate Tribunal (SAT)
VII. Securing permissions for External Commercial Borrowings (ECBs) etc.
VIII. Legal and secretarial due diligence process in relation to IPOs , FCCB issue, drafting of Prospectus, Letter of Offer and other documents
IX. Meeting the requirements of the Stock Exchanges
X. Tax and legal restructuring in preparation for IPO